Privacy Policy

Dear Valued Client:

According to our records, you currently have an account through your Financial Professional with Independent Financial Group, LLC (“IFG”). This notice is intended to provide you with required disclosures, help you understand how we protect your privacy, explain the steps we take to safeguard your information, and share IFG’s current Privacy Policy.

Facts

What does Independent Financial Group, LLC (IFG) do with your personal information?

Who We Are

IFG is a national independent broker-dealer firm headquartered in San Diego, CA. Your Financial Professional uses services provided by IFG to facilitate transactions for your account.

Why?

Federal law requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the type of account and investment you have with us. This information can include:
  • Social Security number
  • Account balances and transaction history
  • Investment experience, income, and assets
  • Suitability information
  • Financial information
  • Investment objectives, risk tolerance, and time horizon

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies are allowed to share their customers’ personal information as well as the reasons IFG chooses to share.

REASONS WE CAN SHARE YOUR PERSONAL INFORMATION

DOES IFG SHARE?

For Everyday Business Purposes

Such as to process transactions, maintain an account, respond to court orders and legal or regulatory investigations.

YES

For joint marketing with other financial companies, sponsors, or vendors.

NO

For our third-party providers everyday business purposes—

Information about your transactions and experiences.

YES

For our third-party providers everyday business purposes—

Information about your creditworthiness

NO

For our affiliates to market to you

NO

For nonaffiliates to market to you

NO

WHAT WE DO

HOW DOES IFG PROTECT MY PERSONAL INFORMATION

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards as well as secured files and buildings. To learn more about security at IFG, please visitwww.ifgsd.com/disclosures.

HOW DOES IFG COLLECT MY PERSONAL INFORMATION

We Collect your personal information when you:
  • Open an account
  • Make desposits to or withdrawals from your account(directlly or by transfer to/from another entity)

OTHER IMPORTANT INFORMATION

Updating Policy: IFG reserves the right to update this policy at any time and will notify its clientsif any material changes occur. This privacy policy applies to individuals who are customers of IFG.